Dan Hetzel, ’03, Joins Ausdal Financial Partners as General Counsel
Ausdal Financial Partners Welcomes Dan Hetzel as New General Counsel
Ausdal Financial Partners (AFP), a leading independent securities broker-dealer, is delighted to announce Dan Hetzel as its new General Counsel. Hetzel, a seasoned veteran in financial services litigation and regulatory compliance, joins AFP to enhance the firm's legal framework and support its strategic growth initiatives.
Boasting over twenty years of experience, Hetzel has distinguished himself as a dedicated advocate for broker-dealers and registered investment advisers, managing a broad spectrum of financial services litigation. His expertise covers defending managed accounts, private placements, REITs, variable annuities, mutual funds, exchange-traded funds, life insurance trusts, deferred compensation plans, and welfare benefit plans. He has also represented clients in regulatory and enforcement proceedings before the SEC, FINRA, and state securities commissioners.
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