The compliance profession is hot.  Banks, brokerage firms, investments advisers, and private hedge funds are increasingly seeking people with top legal backgrounds and business savvy to lead these firms’ programs.  Over the last 20 years, the financial services industry has been going through a regulatory sea change, with greater expectations and potential liabilities for companies.  This has driven the elevation of compliance leaders into the “C–Suite” as peers of the general counsel, chief financial officer, and other leaders reporting directly to CEOs.  Hear Chuck Senatore, ’80, who led global compliance programs at Merrill Lynch and Fidelity Investments, describe these opportunities and the path to realizing them.  Mr. Senatore will be teaching Compliance and Regulatory Strategy at the Law School in the Spring Quarter. 

Lunch from Maggiano's will be served. Sponsored by the Office of the Dean of Students.