James Spindler : Presentations
Unpublished
Kauffman Foundation Summer Legal Institute, "The Future of Capital Markets Regulation," July 2009
Stanford/Yale Junior Faculty Forum, "Vicarious Liability for Securities Fraud," May 2009
USC Conference on Financial Law and Innovation, "IPO Underpricing and Prospectus Disclosure," May 2009
American Law and Economics Association Annual Meeting, "IPO Underpricing and Prospectus Disclosure," May 2009
European Financial Management Association Symposium on Corporate Governance, "Vicarious Liability for Securities Fraud," April 2009
21st Annual Australasian Finance Association Meeting, "Vicarious Liability for Securities Fraud," December 2008
Stanford Law & Economics Workshop, "Vicarious Liability for Bad Corporate Governance: Are We Wrong About 10b-5?" November 2008
Canadian Law and Economics Association, "Vicarious Liability for Securities Fraud," September 2008
Kauffman Foundation Summer Legal Institute, "Innovation and Securities Law: Vicarious Liability for Securities Fraud," July 2008
American Law and Economics Association Annual Meeting, "Vicarious Liability for Bad Corporate Governance: Are We Wrong About 10b-5?" May 2008
University of Chicago Law & Economics Workshop, "Vicarious Liability for Bad Corporate Governance: Are We Wrong About 10b-5?" April 2008
Financial Lawyers’ Conference, "Securities Law Issues for Financial and Bankruptcy Lawyers," April 10, 2008
Berkeley Center for Law, Business, and the Economy, Corporate Roundtable, Commentator on Grundfest and Bochner, "Fixing 404," April 2007
American Association of Law Schools Annual Meeting, "Why Shareholders Want Their CEOs to Lie More after Dura Pharmaceuticals," January 2007
American Law and Economics Association Annual Meeting, "Conflict or Credibility: Analyst Conflicts of Interest and the Market for Underwriting Business," May 2006
USC Summit on Corporate Governance, "The Global View: Convergence of International Corporate Governance Standards," March 2006
USC Marshall School of Business Executive Education Program, "State Fiduciary Duties and Recent Developments in Federal Law," February 2006 (with Eric Talley)
American Law and Economics Association Annual Meeting, "IPO Liability and Entrepreneurial Response," May 2005
Harvard Law and Finance Workshop, "IPO Liability and Entrepreneurial Response," February 2005
Directors Roundtable, "Panel on the Revolution in Investment Management," April 28, 2004
Directors’ Roundtable, "Panel on SEC Enforcement and Disclosure," December 3, 2003
